Yue Yuen Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Yuen Chan (陳裕源), a licensed Responsible Officer with CE reference ANM307. Currently licensed at 1 firm(s): Doo Financial HK Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.5 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Doo Financial HK Limited 都會金融香港有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-16 | present |
| Doo Financial HK Limited 都會金融香港有限公司 |
RO | Type 4 - Advising on securities | 2024-08-16 | present |
| Doo Financial HK Limited 都會金融香港有限公司 |
RO | Type 9 - Asset management | 2024-08-16 | present |
| Doo Financial HK Limited 都會金融香港有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-15 | 2024-08-16 |
| Doo Financial HK Limited 都會金融香港有限公司 |
Rep | Type 9 - Asset management | 2024-07-15 | 2024-08-16 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-03-28 | 2024-06-18 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 9 - Asset management | 2024-03-28 | 2024-06-18 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-09 | 2023-11-24 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-02-09 | 2023-11-24 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-02-09 | 2023-11-24 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 - Advising on securities | 2016-01-21 | 2016-12-18 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 - Asset management | 2016-01-21 | 2016-12-18 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-23 | 2016-01-21 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 - Asset management | 2015-10-23 | 2016-01-21 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
RO | Type 4 - Advising on securities | 2011-11-03 | 2015-10-01 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
RO | Type 9 - Asset management | 2011-11-03 | 2015-10-01 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-21 | 2011-11-03 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
Rep | Type 9 - Asset management | 2011-09-21 | 2011-11-03 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 4 - Advising on securities | 2010-11-09 | 2011-09-19 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 9 - Asset management | 2010-11-09 | 2011-09-19 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-10-15 | 2009-11-30 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2007-10-15 | 2009-11-30 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-26 | 2006-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yue Yuen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.