Haizhou Huang
黃海洲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haizhou Huang (黃海洲), a licensed Responsible Officer with CE reference AMU474. Currently licensed at 1 firm(s): DFX Labs Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DFX Labs Company Limited |
RO | Type 1 — Dealing in securities | 2024-12-18 | present |
| DFX Labs Company Limited |
RO | Type 7 — Providing automated trading services | 2024-12-18 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-01 | 2024-02-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-01 | 2024-02-02 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-24 | 2024-02-02 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-06-24 | 2024-02-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 — Advising on securities | 2011-01-04 | 2024-02-01 |
| CICC US Securities, Inc. |
RO | Type 1 — Dealing in securities | 2008-07-30 | 2009-04-15 |
| CICC US Securities, Inc. |
Rep | Type 1 — Dealing in securities | 2008-06-23 | 2008-07-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-12 | 2024-02-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-03 | 2008-06-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 — Advising on securities | 2006-02-14 | 2007-11-09 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-09 | 2006-02-14 |