Haizhou Huang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haizhou Huang (黃海洲), a licensed Responsible Officer with CE reference AMU474. Currently licensed at 1 firm(s): DFX Labs Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 7 - Providing automated trading services; Type 101 - Operating a virtual asset trading platform. This person has 20.3 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DFX Labs Company Limited | RO | Type 1 - Dealing in securities | 2024-12-18 | present |
| DFX Labs Company Limited | RO | Type 7 - Providing automated trading services | 2024-12-18 | present |
| DFX Labs Company Limited | RO | Type 101 - Operating a virtual asset trading platform | 2024-06-01 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-01 | 2024-02-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-01 | 2024-02-02 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-24 | 2024-02-02 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2013-06-24 | 2024-02-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 - Advising on securities | 2011-01-04 | 2024-02-01 |
| CICC US Securities, Inc. | RO | Type 1 - Dealing in securities | 2008-07-30 | 2009-04-15 |
| CICC US Securities, Inc. | Rep | Type 1 - Dealing in securities | 2008-06-23 | 2008-07-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-06-12 | 2024-02-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-03 | 2008-06-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 - Advising on securities | 2006-02-14 | 2007-11-09 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-12-09 | 2006-02-14 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Haizhou Huang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| David Ming Chun Hui | DFX Labs Company Limited | 2024–present |
| Kening Ye | DFX Labs Company Limited | 2024–present |
| Liming Zhao | DFX Labs Company Limited | 2024–present |
| Zhang Zhou | DFX Labs Company Limited | 2024–2025 |
| Yu Wang | DFX Labs Company Limited | 2024–2025 |
| Xiang Yang | DFX Labs Company Limited | 2024–2025 |
| Hao Yan | DFX Labs Company Limited | 2025–present |
| Kin Nam Au Yeung | DFX Labs Company Limited | 2024–2025 |
| Kun Fan | CICC US Securities, Inc. | 2008–2009 |
| Jimmy Cheung Yee Woo | CICC US Securities, Inc. | 2008–2009 |
| Yilin Lu | CICC US Securities, Inc. | 2008–2009 |
| Ming Pui Poon | CICC US Securities, Inc. | 2008–2009 |
| Esther Hong Man Wong | CICC US Securities, Inc. | 2008–2009 |
| Lanlan Zhang | CICC US Securities, Inc. | 2008–2009 |
| Yu Zhang | CICC US Securities, Inc. | 2008–2009 |
| Haiyan Mi | DFX Labs Company Limited | 2026–present |
| Chongze Yang | CICC US Securities, Inc. | 2008–2009 |
| Pei Zhang | CICC US Securities, Inc. | 2008 |