Yan Kin Lo

盧欣鍵
CE No. AWJ985 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kin Lo (盧欣鍵), a licensed Representative with CE reference AWJ985. Currently licensed at 1 firm(s): Dimensional Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Dimensional Hong Kong Limited
Rep Type 4 — Advising on securities 2026-04-30 present
Dimensional Hong Kong Limited
Rep Type 9 — Asset management 2026-04-30 present
Dimensional Hong Kong Limited
Rep Type 1 — Dealing in securities 2022-09-01 present
LCA Solutions Limited Rep Type 1 — Dealing in securities 2021-06-23 2022-08-08
LCA Solutions Limited Rep Type 4 — Advising on securities 2021-06-23 2022-08-08
LCA Solutions Limited Rep Type 9 — Asset management 2021-06-23 2022-08-08
Vanguard Investments Hong Kong Limited
領航投資香港有限公司
Rep Type 1 — Dealing in securities 2013-08-23 2017-07-22
Vanguard Investments Hong Kong Limited
領航投資香港有限公司
Rep Type 4 — Advising on securities 2013-08-23 2017-07-22
F&C Asset Management Asia Limited Rep Type 1 — Dealing in securities 2010-12-23 2013-08-16

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