Ralph Mitchum Ferguson

CE No. BQO617 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ralph Mitchum Ferguson, a licensed Responsible Officer with CE reference BQO617. Currently licensed at 1 firm(s): EMR Capital Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
EMR Capital Advisors Limited
RO Type 6 - Advising on corporate finance 2025-09-22 present
EMR Capital Advisors Limited
RO Type 1 - Dealing in securities 2023-12-27 present
EMR Capital Advisors Limited
RO Type 4 - Advising on securities 2023-12-27 present
EMR Capital Advisors Limited
RO Type 9 - Asset management 2023-12-27 present

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