Jiaxin Lin
林佳欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiaxin Lin (林佳欣), a licensed Representative with CE reference AVH077. Currently licensed at 1 firm(s): Carret Private Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 1 - Dealing in securities | 2026-06-05 | present |
| Carret Private Capital Limited | Rep | Type 4 - Advising on securities | 2026-06-05 | present |
| Carret Private Capital Limited | Rep | Type 9 - Asset management | 2026-06-05 | present |
| Ethivo Asset Management (HK) Limited |
Rep | Type 1 - Dealing in securities | 2023-06-09 | 2026-05-31 |
| Ethivo Asset Management (HK) Limited |
Rep | Type 4 - Advising on securities | 2023-06-09 | 2026-05-31 |
| Ethivo Asset Management (HK) Limited |
Rep | Type 9 - Asset management | 2023-06-09 | 2026-05-31 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-04-18 | 2018-09-11 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-27 | 2018-09-11 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-27 | 2018-09-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-07 | 2014-07-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-07 | 2014-07-23 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-24 | 2013-09-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-12-24 | 2013-09-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-24 | 2013-09-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-12-24 | 2013-09-25 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-21 | 2010-12-07 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-06 | 2010-07-27 |