Roger Simon Pyrke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Simon Pyrke, a licensed Responsible Officer with CE reference AAK350. Currently licensed at 1 firm(s): Ethivo Asset Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ethivo Asset Management (HK) Limited |
RO | Type 1 - Dealing in securities | 2015-05-12 | present |
| Ethivo Asset Management (HK) Limited |
RO | Type 4 - Advising on securities | 2012-04-11 | present |
| Ethivo Asset Management (HK) Limited |
RO | Type 9 - Asset management | 2012-04-11 | present |
| orientiert International Markets Limited | RO | Type 1 - Dealing in securities | 2007-06-29 | 2012-02-17 |
| Horizon21 (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2005-07-13 | 2009-09-30 |
| orientiert International Markets Limited | RO | Type 4 - Advising on securities | 2005-01-11 | 2012-02-17 |
| orientiert International Markets Limited | RO | Type 9 - Asset management | 2005-01-11 | 2012-02-17 |