Andrew Charles Spikins
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Charles Spikins, a licensed Responsible Officer with CE reference BBL649. Currently licensed at 1 firm(s): Evercore Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 13.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Evercore Asia Limited | Rep | Type 4 - Advising on securities | 2018-10-18 | present |
| Evercore Asia Limited | RO | Type 6 - Advising on corporate finance | 2018-05-15 | present |
| Evercore Asia Limited | Rep | Type 1 - Dealing in securities | 2017-07-27 | present |
| Evercore Asia Limited | Rep | Type 6 - Advising on corporate finance | 2013-06-26 | 2018-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Charles Spikins during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.