Carolus Franciscus Arnoldus Venes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolus Franciscus Arnoldus Venes, a licensed Responsible Officer with CE reference ANH724. Currently licensed at 1 firm(s): Dimensional Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 14.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dimensional Hong Kong Limited | RO | Type 1 - Dealing in securities | 2017-11-30 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-04 | 2011-10-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-04 | 2011-10-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-07-04 | 2011-10-01 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-04-24 | 2008-06-14 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2006-04-24 | 2008-06-14 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2006-04-24 | 2008-06-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carolus Franciscus Arnoldus Venes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.