Carolus Franciscus Arnoldus Venes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolus Franciscus Arnoldus Venes, a licensed Responsible Officer with CE reference ANH724. Currently licensed at 1 firm(s): Dimensional Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dimensional Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2017-11-30 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-04 | 2011-10-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-04 | 2011-10-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-07-04 | 2011-10-01 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-04-24 | 2008-06-14 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2006-04-24 | 2008-06-14 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2006-04-24 | 2008-06-14 |