Hao Yan
閆浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Yan (閆浩), a licensed Responsible Officer with CE reference ASH980. Currently licensed at 1 firm(s): DFX Labs Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DFX Labs Company Limited |
RO | Type 1 — Dealing in securities | 2025-10-06 | present |
| DFX Labs Company Limited |
RO | Type 7 — Providing automated trading services | 2025-10-06 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-20 | 2009-05-01 |