Tae Gyoon Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tae Gyoon Lee, CE reference AHE195. Currently licensed at 1 firm(s): Ethivo Asset Management (HK) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ethivo Asset Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2020-12-07 | present |
| Ethivo Asset Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2020-12-07 | present |
| Ethivo Asset Management (HK) Limited |
Rep | Type 9 — Asset management | 2020-12-07 | present |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-16 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-16 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-16 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-16 |