Dingxin (Securities) Limited
鼎鑫(證券)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dingxin (Securities) Limited (鼎鑫(證券)有限公司), a Hong Kong-based licensed corporation with CE reference BOS734. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 15). Earliest licence on file: 2019-12-18.
- Category:
-
Sell side · Brokerage
- Registered address:
- 1301-2A, FWD Financial Centre, 308 Des Voeux Road Central, Sheung Wan
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2019-12-18 | present |
| Type 4 - Advising on securities | 2019-12-18 | present |
| Type 9 - Asset management | 2022-09-20 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (15)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kai Huang 黃凱 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-02 | Present |
| Wa Cheung Tong 唐華翔 | RO 1, 4, 9 | 2022-02 | Present |
| Wenchi Li 李文池 | Rep 1, 4, 9 | 2024-09 | Present |
| Chi Keung Ng 吳志強 | Rep 1 | 2025-10 | 2025-12 |
| Chun Man Huang 黃振文 | RO 1, 4, 9 Rep 1, 4 | 2020-09 | 2025-10 |
| Xiangbing Zhang 張香兵 | RO 1, 4 Rep 1, 4, 9 | 2025-06 | 2025-09 |
| Darren Chan 陳志銘 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-10 | 2025-04 |
| Long Peng 彭龍 | Rep 1 | 2024-05 | 2025-01 |
| Yuk Yip Leung 梁玉葉 | Rep 1 | 2021-07 | 2024-07 |
| Ming Li 李明 | RO 1, 4, 9 Rep 1, 4 | 2022-09 | 2023-09 |
| Ting Yu Lam 林鼎宇 | RO 1, 4, 9 | 2019-12 | 2023-06 |
| Yiu Chun Lo 羅耀俊 | Rep 1 | 2020-07 | 2022-04 |
| Yee Wah Eva Chun 秦綺華 | RO 1, 4 | 2019-12 | 2021-10 |
| Ying Yi Chan 陳應怡 | Rep 1, 4 | 2021-06 | 2021-08 |
| Ho Kit Lui 雷浩傑 | RO 1 Rep 1, 4 | 2020-07 | 2021-01 |
Showing 1–15 of 15
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