D.J. Securities Limited

申新證券有限公司

CE No. ACD651 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for D.J. Securities Limited (申新證券有限公司), a Hong Kong-based licensed corporation with CE reference ACD651. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 2 (total recorded over time: 12).

Registered address

13/F, D.J. Building, 173 Hoi Bun Road, Kwun Tong, Kowloon

Licence history

Activity	From	To
Type 1 - Dealing in securities	present	present
Type 4 - Advising on securities	present	present
Type 6 - Advising on corporate finance	present	2004-11-30
Type 9 - Asset management	present	2004-11-30

Licensed staff (all-time) (12)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Man Wing (SFC:AXJ787) Chan 陳敏榮	RO 1, 4 Rep 1	2021-11	2025-07
Shuk Kwan Cho 曹淑君	RO 1, 4, 6, 9	Pre-2003	2012-07
Kai Yip Ho 何啟業	RO 1, 4 Rep 1	2011-10	2016-10
Ho Wang Cedric Ip 葉浩宏	RO 1, 4 Rep 1, 4	2022-03	Present
David Wai Loh 陸偉	RO 1, 4, 6, 9	Pre-2003	Present
Kin Wah Ng 吳健華	RO 1 Rep 1	2018-10	2021-12
Wai (SFC:APL830) Wong 黃偉	RO 1, 4 Rep 1, 4	2016-10	2018-10
Man Yan Yau 丘文茵	RO 1, 4 Rep 1, 4	2018-05	2022-01
Andrew Yue Tak Chan 陳裕德	Rep 1, 4	2017-01	2021-11
Chi Kong Charles Chan 陳志剛	Rep 1	2022-02	2022-12
Tin Chu Lau 劉天柱	Rep 1, 4, 6, 9	Pre-2003	2003-12
Robert Siu Chung Wong 黃兆聰	Rep 1	2016-11	2018-08