D.J. Securities Limited
申新證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for D.J. Securities Limited (申新證券有限公司), CE reference ACD651. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 2.
Registered address
13/F, D.J. Building, 173 Hoi Bun Road, Kwun Tong, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Type 9 — Asset management | present | 2004-11-30 |
Licensed staff (2)
As of
| Name | Activities | Since |
|---|---|---|
| Ho Wang Cedric Ip 葉浩宏 | RO 1, 4 | 2025-07 |
| David Wai Loh 陸偉 | RO 1, 4 | Pre-2003 |
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