Daiwa SB Investments (HK) Limited

大和住銀投信投資顧問(香港)有限公司
CE No. AAB217 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daiwa SB Investments (HK) Limited (大和住銀投信投資顧問(香港)有限公司), CE reference AAB217. Current licensed staff on file: 0.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2007-05-08 2019-09-30
Type 1 — Dealing in securities present 2005-01-25
Type 4 — Advising on securities 2007-05-08 2019-09-30
Type 4 — Advising on securities present 2005-01-25
Type 5 — Advising on futures contracts present 2005-01-25
Type 6 — Advising on corporate finance present 2005-01-25
Type 9 — Asset management present 2019-09-30

Licensed staff (0)
As of

Name Activities Since
No current staff on file.

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