Karl-Thomson Securities Company Limited
高信證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karl-Thomson Securities Company Limited (高信證券有限公司), CE reference ACE607. Currently licensed for regulated activity type(s) 1, 9. Current licensed staff on file: 18.
Registered address
Rooms 606-610 6/F, Tai Yau Building, 181 Johnston Road, Wan Chai HK
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 9 — Asset management | present | present |
| Type 4 — Advising on securities | present | 2004-11-30 |
| Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Type 7 — Providing automated trading services | present | 2004-11-30 |
Licensed staff (18)
As of
| Name | Activities | Since |
|---|---|---|
| Dao Chong Chan 陳道庄 | RO 1 | 2018-05 |
| Lap Kwan Chan 陳立群 | RO 1, 9 | 2010-03 |
| Kwok Lun Nam 藍國倫 | RO 1, 9 | Pre-2003 |
| Wing Yiu Sung 宋榮耀 | RO 1, 9 | 2004-11 |
| Erika Ka Yee Chan 陳嘉怡 | Rep 1 | 2015-05 |
| Wing Hung Cheng 鄭永鴻 | Rep 1 | 2006-10 |
| Ivy Kam Fun Chung 鍾錦芬 | Rep 1 | Pre-2003 |
| Chi Ming Fan 范智明 | Rep 1 | 2009-02 |
| Paul Chin Pang Fan 范展鵬 | Rep 1 | 2017-08 |
| Ching Man Fung 馮靜文 | Rep 1 | 2009-02 |
| Darryl Si Luen Fung 馮思倫 | Rep 1, 9 | 2009-05 |
| Chi Shing Kung 龔志成 | Rep 1 | Pre-2003 |
| Man Kei Lai 黎文琪 | Rep 1, 9 | 2016-06 |
| King Yan Law 羅景仁 | Rep 1 | 2009-10 |
| Mei Kuen Ng 吳美娟 | Rep 1 | Pre-2003 |
| Hin Yat Wong 黃衍一 | Rep 1 | 2021-03 |
| Mei Ling Wong 黃美玲 | Rep 1 | 2006-07 |
| Mei Wah Wong 黃美華 | Rep 1 | 2018-09 |
Showing 1–18 of 18