KGI Capital Asia Limited
凱基金融亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KGI Capital Asia Limited (凱基金融亞洲有限公司), CE reference ADT039. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 6.
Registered address
41/F, Central Plaza, 18 Harbour Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | 2022-05-12 |
| Type 9 — Asset management | present | 2003-11-05 |
Licensed staff (6)
As of
| Name | Activities | Since |
|---|---|---|
| Siu Lun Lee 李兆麟 | RO 1, 4 | 2013-07 |
| Hoe Choon Reddy Wong 黃浩泉 | RO 1, 4 | 2018-03 |
| Jeffrey Hung Kai Hui 許弘基 | Rep 1, 4 | 2023-12 |
| Wing Lam Leung 梁永林 | Rep 1, 4 | 2024-01 |
| Wai Lun Tam 譚偉倫 | Rep 1, 4 | 2024-01 |
| Chun Wai Yu 余俊緯 | Rep 1, 4 | 2023-12 |
Showing 1–6 of 6