KGI Capital Asia Limited
凱基金融亞洲有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KGI Capital Asia Limited (凱基金融亞洲有限公司), a Hong Kong-based licensed corporation with CE reference ADT039. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 6 (total recorded over time: 79).
- Category:
-
Sell side · Brokerage ?
- Registered address:
- 41/F, Central Plaza, 18 Harbour Road, Wanchai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2022-05-12 |
| Type 9 - Asset management | Pre-2003 | 2003-11-05 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (79)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Siu Lun Lee 李兆麟 | RO 1, 4 | 2013-04 | Present |
| Hoe Choon Reddy Wong 黃浩泉 | RO 1, 4, 6 | 2018-03 | Present |
| Jeffrey Hung Kai Hui 許弘基 | Rep 1, 4 | 2023-12 | Present |
| Wing Lam Leung 梁永林 | Rep 1, 4 | 2024-01 | Present |
| Wai Lun Tam 譚偉倫 | Rep 1, 4 | 2024-01 | Present |
| Chun Wai Yu 余俊緯 | Rep 1, 4 | 2023-12 | Present |
| Kevin Yiu Kuen Tai 戴耀權 | RO 1, 4 Rep 1, 4 | 2022-01 | 2023-12 |
| Yu Tzu Chang 張育滋 | Rep 6 | 2022-03 | 2022-05 |
| Ching Yee Fan 范靜怡 | RO 6 Rep 1, 6 | 2017-06 | 2022-03 |
| Chi Hang Chung 鍾智恆 | Rep 1, 6 | 2017-06 | 2020-04 |
| Chi Kwan Ying 邢紫君 | RO 6 Rep 1 | 2019-04 | 2020-03 |
| Yuk Chan 陳煜 | Rep 1, 6 | 2018-08 | 2020-03 |
| Kam Hung Ching 程錦鴻 | Rep 1, 6 | 2018-10 | 2020-03 |
| Man Bun Kwong 鄺民彬 | RO 1, 4 | 2011-08 | 2019-09 |
| Wan Kai Chong 莊運啟 | Rep 6 | 2018-10 | 2019-03 |
| Chun Chung Lau 劉振中 | RO 6 Rep 6 | 2017-09 | 2019-02 |
| Chiu Ni Leung 梁俏妮 | Rep 1, 6 | 2018-08 | 2019-02 |
| Vulcan Cheuk Kwan Lee 李焯鈞 | Rep 6 | 2017-08 | 2018-10 |
| Hing Yu Tsang 曾慶瑜 | Rep 1, 6 | 2015-09 | 2018-09 |
| Karen Kar Man Yau 尤嘉敏 | RO 1 Rep 1, 6 | 2015-10 | 2018-09 |
| King Yue Vision Chow 鄒景裕 | Rep 1, 6 | 2017-03 | 2018-09 |
| Fan Xie 謝凡 | Rep 6 | 2017-05 | 2018-08 |
| Yang Yang 楊陽 | RO 1, 6 Rep 1, 4, 6 | 2015-05 | 2018-07 |
| Ringo Cheukkai Kwan 關卓啟 | RO 1, 6 Rep 1, 6 | 2014-08 | 2018-07 |
| Geoffrey Junxiong Ng 吳駿雄 | Rep 1, 6 | 2016-05 | 2018-05 |
| Chak Wai Wong 黃集蔚 | RO 1, 4, 6 | 2014-07 | 2018-05 |
| Kwok Lung Ma 馬國龍 | Rep 1, 6 | 2015-12 | 2018-05 |
| Vincent Chun-Cheong Hung 洪振鏘 | Rep 1, 6 | 2016-02 | 2018-04 |
| Kai Chung Roger Wong 黃啟聰 | Rep 1, 6 | 2016-06 | 2018-04 |
| Yu Wai Chan 陳宇威 | RO 1, 6 Rep 1, 6 | 2008-07 | 2018-02 |
| King Chung Wong 黃勁聰 | RO 1, 6 Rep 1, 6 | 2014-09 | 2017-06 |
| Xue Yu 于雪 | Rep 1, 6 | 2015-05 | 2017-06 |
| Yi-Ju Chen 陳怡如 | Rep 1, 6 | 2016-05 | 2017-05 |
| Yun Cheng Lee 李允正 | RO 1, 6 Rep 1, 4, 6 | 2013-06 | 2017-04 |
| Hsiao Teng Chou 周孝庭 | RO 1, 6 Rep 1, 4, 6 | 2013-10 | 2017-04 |
| Alex Kin Chung Lau 劉健聰 | Rep 1, 6 | 2016-01 | 2017-02 |
| Allan Wei Han Yi 尹維瀚 | Rep 1, 6 | 2016-01 | 2017-02 |
| Chia Sheng Lin 林佳聲 | RO 1, 6 Rep 1, 4, 6 | 2008-03 | 2017-01 |
| Daiwei Wang 王黛瑋 | Rep 1, 6 | 2014-12 | 2016-09 |
| Peilin Ye 叶佩琳 | Rep 1, 6 | 2015-09 | 2016-04 |
| Lam Wai Wong 黃林威 | Rep 1, 6 | 2015-12 | 2015-12 |
| Cheng Yao Chang 張承堯 | Rep 1, 6 | 2015-08 | 2015-11 |
| Chun Kit Chan 陳俊傑 | RO 6 Rep 6 | 2006-08 | 2015-10 |
| Hoi Andy Lin 林凱 | Rep 1, 6 | 2015-06 | 2015-08 |
| Yanling Chen 陳艷玲 | Rep 1, 6 | 2014-09 | 2015-06 |
| Ho Man Fanny Ng 吳皓敏 | RO 1, 6 Rep 1, 6 | 2014-06 | 2015-04 |
| Kwan Ho Lui 呂君皓 | Rep 1, 6 | 2012-06 | 2015-04 |
| Ning Ren 任凝 | Rep 1, 6 | 2014-11 | 2015-02 |
| Wilson Kin Cheung 張健 | RO 6 Rep 6 | 2006-10 | 2015-01 |
| Hon Nam Lee 李翰南 | RO 6 Rep 1, 4, 6 | 2013-09 | 2014-05 |
| Cheuk Yee Tseung 蔣卓怡 | Rep 1, 4, 6 | 2014-01 | 2014-04 |
| Liwen Shi 史力雯 | Rep 1, 6 | 2011-07 | 2013-07 |
| Frank Pun Yuen Lam 林本源 | RO 1, 4, 6 | 2011-10 | 2013-02 |
| Wei Chang Fang 方維昌 | RO 1, 4, 6, 9 | 2003-06 | 2012-08 |
| Shih Wen Feng 馮世文 | Rep 1, 6 | 2012-04 | 2012-08 |
| Yik Hang Tang 鄧奕鏗 | Rep 6 | 2011-01 | 2011-09 |
| Kwan Kit Chan 陳鈞傑 | Rep 1, 6 | 2008-06 | 2011-09 |
| Michael Chun Man Ng 吳俊文 | Rep 6 | 2011-05 | 2011-08 |
| Kelly Wai Yan Hui 許慧欣 | Rep 6 | 2011-05 | 2011-08 |
| Laurent Kin Cheong Leung 梁健昌 | RO 1, 4, 6, 9 | Pre-2003 | 2011-07 |
| Johnny Ting Pong Lu 呂定邦 | Rep 1, 4, 6 | 2004-04 | 2011-07 |
| Annie Man Yee Tsang 曾敏兒 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-06 |
| Yimin Wang 王逸旻 | Rep 1, 4, 6 | 2007-08 | 2011-03 |
| Lei Ming Feng 馮雷明 | RO 1, 4, 6 | 2010-03 | 2011-03 |
| Ka Hei Kwok 郭嘉熙 | Rep 6 | 2007-12 | 2010-10 |
| Hin Fung Sherman Chiu 趙衍鋒 | Rep 1, 4, 6 | 2010-01 | 2010-05 |
| Shaw-Tzeng Ding 丁紹曾 | RO 6 | 2005-08 | 2008-12 |
| Li-Wen Wang 汪立文 | Rep 1, 4, 6, 9 | 2003-07 | 2008-12 |
| Kam Wah Wong 黃錦華 | RO 6 Rep 1, 4, 6 | 2007-04 | 2008-05 |
| Wang-Gu Niu 牛王谷 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-09 |
| Chi Chiu Wong 王志超 | Rep 6 | 2007-03 | 2007-04 |
| Edmond Kwong Man Choy 蔡廣孟 | Rep 4, 6 | 2006-06 | 2007-04 |
| Kwang-Wu Pan 潘廣武 | Rep 1, 4, 6 | 2005-02 | 2006-08 |
| Yi Xi Guo 郭洢希 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-06 |
| Huei-Chu Huang 黃慧珠 | Rep 1, 4, 6 | 2006-01 | 2006-04 |
| Kim Ling Chan 陳劍陵 | RO 4, 6 Rep 6 | 2003-11 | 2005-06 |
| Kam Wah Wong 黃錦華 | Rep 6 | 2003-12 | 2005-06 |
| Ka Hung Wan 温家雄 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-08 |
| Ming Fai Chan 陳明輝 | RO 1, 4, 6, 9 | Pre-2003 | 2003-06 |
Showing 1–79 of 79
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