Legg Mason Asset Management Hong Kong Limited

美盛資產管理香港有限公司
CE No. ACT053 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Legg Mason Asset Management Hong Kong Limited (美盛資產管理香港有限公司), CE reference ACT053. Current licensed staff on file: 0.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2005-10-31 2022-06-30
Type 4 — Advising on securities present 2022-06-30
Type 5 — Advising on futures contracts present 2006-09-25
Type 6 — Advising on corporate finance present 2004-10-19
Type 9 — Asset management present 2015-08-28

Licensed staff (0)
As of

Name Activities Since
No current staff on file.

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