DBS Bank Ltd.
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for DBS Bank Ltd., a Hong Kong-based registered institution with CE reference AAC212. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2025-05-15.
- Category:
-
Sell side · Investment banking ?
- Registered address:
- 13/F, One Island East, 18 Westlands Road, Quarry Bay
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2025-05-15 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | 2004-10-18 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1645 staff - 4 shared activity types - 中國國際金融香港證券有限公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 4 shared activity types - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 546 staff - 4 shared activity types - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 455 staff - 4 shared activity types - 花旗環球金融亞洲有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 406 staff - 4 shared activity types - 招商證券(香港)有限公司
BlackRock Asset Management North Asia Limited
CE AFF275 - 237 staff - 4 shared activity types - 貝萊德資產管理北亞有限公司
BNP Paribas Securities (Asia) Limited
CE AAF669 - 216 staff - 4 shared activity types - 法國巴黎證券(亞洲)有限公司
Barclays Capital Asia Limited
CE AAC257 - 204 staff - 4 shared activity types - 巴克萊亞洲有限公司