Chicago Trading Company (CTC) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chicago Trading Company (CTC) Limited ( ), a Hong Kong-based licensed corporation with CE reference BPE111. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2020-04-29.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2020-04-29 | 2022-08-23 |
| Type 2 - Dealing in futures contracts | 2020-04-29 | 2022-08-23 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Joseph Brenner Plotkin | RO 1, 2 | 2020-04 | 2022-02 |
| Michael Jacob Wien | RO 1, 2 | 2020-04 | 2022-08 |
| Kurt Davis Henthorn | Rep 1, 2 | 2020-08 | 2021-12 |
| Eric Myung Joon Kim | Rep 1, 2 | 2020-08 | 2022-02 |
| Charles Robert Kowalec | Rep 1, 2 | 2021-01 | 2022-02 |
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