Dresdner Kleinwort Securities (Asia) Limited

德利佳華證券(亞洲)有限公司
CE No. AAD661 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dresdner Kleinwort Securities (Asia) Limited (德利佳華證券(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference AAD661. Current licensed staff on file: 0 (total recorded over time: 22). Earliest licence on file: 2005-06-24.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2005-06-24 2009-10-19
Type 4 - Advising on securities 2005-06-24 2009-10-19
Type 6 - Advising on corporate finance 2006-12-22 2009-04-17

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (22)

Active on date
Name Activities First licensed To
Po-Jen Chen 陳柏任 Rep 1, 4 2007-08 2009-08
Bing Han 韓冰 Rep 1, 4 2007-04 2009-08
Pauline Tong 唐寶琳 RO 1, 4 2005-06 2009-08
Tony Tin Wing Wong 黃天穎 RO 1, 4 2005-06 2009-08
Tao Hop Yim 嚴道合 Rep 1, 4 2007-05 2009-08
Shek Wing Wong 黃錫榮 Rep 1, 4 2008-08 2009-08
Wendy Zhang Rep 1, 4 2008-07 2009-08
Ankit Gadi Rep 1, 4 2008-02 2009-08
Quinton Choi 蔡衍霆 Rep 4, 6 2007-05 2009-07
Francis Thure Hasek RO 6 Rep 4 2006-12 2009-07
Jong Jin Lee Rep 1, 4 2007-04 2009-07
Mathias Franz Didier Piardon Rep 1, 4 2007-08 2009-07
Frederic David Levy Rep 1, 4 2008-08 2009-06
Deven Arvind Karnik RO 4, 6 2006-12 2009-05
Lumeng Wang 王魯蒙 Rep 1, 4 2007-07 2009-04
Jago Hung Chung Rep 4, 6 2007-03 2009-03
Johann Choi 蔡宗瀚 Rep 1, 4 2008-01 2008-08
Antony Fook Chiu Chan 陳福潮 Rep 1, 4 2007-06 2008-07
Khalid Chaneb Rep 1, 4 2007-06 2008-06
Pui Nga Chan 陳佩雅 Rep 1, 4 2005-06 2007-05
Jun Lan 藍駿 Rep 1, 4 2005-08 2007-03
Wei Sun 孫偉 Rep 1, 4 2005-07 2006-02
Showing 1–22 of 22

Related