Kingdom Securities Limited

國權證券有限公司
CE No. BQB316 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kingdom Securities Limited (國權證券有限公司), a Hong Kong-based licensed corporation with CE reference BQB316. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 2 (total recorded over time: 11). Earliest licence on file: 2021-03-02.

Category:
Sell side · Brokerage ?
Registered address:
Room 904, 9/F, Easey Commercial Building, 253-261 Hennessy Road, Wanchai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2021-03-02 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (11)

Active on date
Name Activities First licensed To
Wing Yan Pang 彭泳恩 RO 1 2025-11 Present
To Sing Poon 潘道成 RO 1 2022-11 Present
Mei Chi 池微 RO 1 2021-08 2025-10
Wai Sze Wong 黃慧思 Rep 1 2023-05 2025-08
Kar Yee Lee 李嘉儀 Rep 1 2021-04 2022-10
Yuen Yan Fung 馮婉欣 RO 1 2021-03 2022-06
Tze Chung Ng 吳子聰 RO 1 2021-08 2021-12
Cheuk Wai Wan 尹焯偉 Rep 1 2021-10 2021-11
Simon Wai On Cheung 張偉安 RO 1 2021-03 2021-11
Wah Man Carman Chan 陳華敏 RO 1 2021-03 2021-11
Chun Yuen Wong 黃振炫 RO 1 2021-03 2021-06
Showing 1–11 of 11

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 1 shared activity type - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1370 staff - 1 shared activity type - 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 1 shared activity type - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 1 shared activity type - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 1 shared activity type - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 1 shared activity type - 花旗環球金融亞洲有限公司

KGI Asia Limited

CE BKJ214 - 452 staff - 1 shared activity type - 凱基證券亞洲有限公司

Related