Legg Mason International Equities (Hong Kong) Limited
美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務)
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Legg Mason International Equities (Hong Kong) Limited (美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務)), CE reference AAJ408. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2015-08-28 |
| Type 4 — Advising on securities | present | 2015-08-28 |
| Type 5 — Advising on futures contracts | present | 2006-09-25 |
| Type 6 — Advising on corporate finance | present | 2004-10-19 |
| Type 9 — Asset management | present | 2015-08-28 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||