D. Yau and Company Limited

達優顧問有限公司

CE No. AKO489 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for D. Yau and Company Limited (達優顧問有限公司), a Hong Kong-based licensed corporation with CE reference AKO489. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 3 (total recorded over time: 9). Earliest licence on file: 2004-08-13.

More firms doing Dealing in securities →More firms doing Advising on securities →

Registered address

3410 Jardine House, 1 Connaught Place, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	2012-02-24	present
Type 4 — Advising on securities	2004-08-13	present

Licensed staff (all-time) (9)
Active on date

1 Dealing in securities 4 Advising on securities

RO only

Name	Activities	First licensed	To
Yin Ping (SFC:AKO491) Ho 何燕萍	RO 4 Rep 4	2004-08	2009-05
Yuk Foon Tang 鄧玉歡	RO 1, 4 Rep 4	2004-12	Present
David Tak Cheung Yau 游德祥	RO 1, 4	2004-08	Present
Sin Yu Chan 陳善如	Rep 1, 4	2012-07	2013-06
Miu Kuen Cheung 張妙娟	Rep 1, 4	2013-04	Present
Wah Man Cheung 張華敏	Rep 1, 4	2011-05	2012-07
Gloria Lai Ping Leung 梁麗平	Rep 4	2010-02	2010-09
Suk Yin Ma 馬淑賢	Rep 4	2009-09	2009-12
Hiu Tung (SFC:ATO824) Wong 黃曉彤	Rep 4	2009-09	2011-02