Donaldson, Lufkin & Jenrette Asia Securities Limited
帝傑證券亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Donaldson, Lufkin & Jenrette Asia Securities Limited (帝傑證券亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AEU487. Current licensed staff on file: 0 (total recorded over time: 1).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2003-07-31 |
| Type 4 — Advising on securities | present | 2003-07-31 |
| Type 6 — Advising on corporate finance | present | 2003-07-31 |
| Type 9 — Asset management | present | 2003-07-31 |
Licensed staff (all-time) (1)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Andrew John Cattle | RO 1, 4, 6, 9 | Pre-2003 | 2003-05 |
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