Hong Kong SFC Licensed Firms Directory

Piper Jaffray Asia Securities Limited CE ABO154 - active Piper Jaffray Asia Futures Limited CE ABS831 - active First Prosperous Capital Company Limited CE BIR991 - active Future Securities Limited CE BJH966 - active, 4 staff Planetree Research Limited CE BTG370 - active, 7 staff Planetree Asset Management Limited CE AZR318 - active, 7 staff HWA Asset Management Limited CE BBQ448 - active, 2 staff Founder Securities (Hong Kong) Capital Company Limited CE BLX755 - active FinTrek Capital (Hong Kong) Co., Limited CE BMP341 - active FTAG Financial Limited CE BNO308 - active Fengde Capital Limited CE BNY321 - active, 2 staff INV Advisory Limited CE BHW980 - active, 3 staff Fusion Bank Limited CE BOJ553 - active Future World Securities Investment Limited CE BPC448 - active, 4 staff Prince Fund Management Limited CE AZW203 - active, 3 staff Excelerate Fund Management Limited CE BJP857 - active, 10 staff Sinostar Asset Management Limited CE BBG556 - active, 2 staff Forte Securities (Asia) Limited CE BPT361 - active, 2 staff Fosun International Capital Limited CE BPX708 - active, 15 staff Ping An Securities (Hong Kong) Company Limited CE BMC491 - active, 89 staff Somerley Capital Limited CE BAU754 - active, 25 staff Ever-Long Capital Management Limited CE BEC578 - active, 7 staff Fides Capital Group Limited CE BPY497 - active, 8 staff Pureheart Capital Asia Limited CE ANY114 - active, 9 staff Powership Capital Management Limited CE BIV461 - active, 5 staff HZ CAPITAL LIMITED CE BDR488 - active Alphawise Asset Management Limited CE BNV516 - active JL Capital Investment Limited CE BMX893 - active Flow Capital Partners Limited CE BQP846 - active, 7 staff Guotai Junan Fund Management Limited CE AQW326 - active QMIS Securities Limited CE ARK249 - active, 2 staff Silver Nile Global Investments Limited CE BJB477 - active, 13 staff Fiduciary Securities Limited CE BRV500 - active, 5 staff Avanta Investment Management Limited CE AFB541 - active, 4 staff Moonfare Asia Limited CE BOO902 - active Winbull Securities International (Hong Kong) Limited CE BRG131 - active, 17 staff Victoria Harbour International Financial Holdings Limited CE BRQ593 - active, 3 staff Meta Elephant Capital Limited CE BIJ197 - active, 5 staff Vanward International Securities Limited CE BOC314 - active Templeton Asset Management Ltd CE ABY667 - active, 13 staff Franklin Templeton Asia Pacific Alternatives Limited CE BSA377 - active Axial Partners Limited CE BIZ186 - active, 8 staff Lloyd Baughan Limited CE ALY467 - active Polymathy Capital Limited CE BCC831 - active Pinerion Investment Advisory Limited CE BJI194 - active, 4 staff Pinerion Asset Management Limited CE BGB022 - active, 4 staff IPP Financial Advisers Limited CE AMX312 - active, 59 staff Hang Seng Investment Services Limited CE AAS433 - active, 23 staff Natixis Investment Managers Hong Kong Limited CE AZR307 - active, 17 staff Far East Horizon International Securities Limited CE BSW701 - active, 8 staff Far East Horizon Asset Management Limited CE BRF281 - active, 6 staff Sun Growth Securities Limited CE ABV648 - active Sun Growth Asset Management Limited CE BKZ493 - active FTI Capital Advisors (Hong Kong) Limited CE BSX268 - active, 5 staff Lazard Asia (Hong Kong) Limited CE AAG627 - active, 8 staff Centaurus Capital (Hong Kong) Limited CE ARK730 - active Fung One Securities Limited CE BTJ270 - active, 3 staff STI Asset Management Limited CE ARH514 - active Bright Smart Forex Limited CE AZK567 - active, 15 staff CA Premium International (HK) Limited CE ALB893 - active Hanyuanyongchang International Limited CE BPQ449 - active Regan International Securities Limited CE BME174 - active First Seafront Asset Management Limited CE BTR479 - active, 6 staff SIIC Capital (Hong Kong) Investment Management Company Limited CE ABR571 - active, 6 staff DL Digital Family Office (HK) Limited CE BRB150 - active, 9 staff NEXTCORE ASSET MANAGEMENT LIMITED CE BNY365 - active, 11 staff Fofund International (HK) Limited CE BUL208 - active, 5 staff Great Honest Investment Company Limited CE AAA854 - active Goodcape Investment Company CE AAB807 - active Gainwell Securities Company Limited CE AAF079 - active Gain Asset Management Limited CE AAY146 - active Gold Centre Investment Company CE ABX788 - active Good Harvest Securities Company Limited CE ACB162 - active, 8 staff Giny Securities Company CE ACG044 - active Golden Hill Investment Company Limited CE ACL843 - active Grand Securities Company Limited CE ACQ457 - active Gold Fund Securities Company Limited CE ACW560 - active Guotai Junan Assets (Asia) Limited CE ADH990 - active, 25 staff Guotai Junan FX Limited CE AUZ981 - active, 52 staff HSBC Broking Securities (Hong Kong) Limited CE AAA529 - active, 7 staff HSBC Broking (China) Limited CE ACB931 - active West Bull Securities Limited CE BHT553 - active, 12 staff RSI Asset Management Limited CE BJD421 - active BCCF Securities Co., Limited CE AZO866 - active Coordinates Capital Management Limited CE BHL803 - active, 4 staff GLS Securities Limited CE AFB614 - active Greater China Securities Limited CE AFH205 - active, 3 staff Verity Capital Limited CE AZN139 - active, 2 staff Alaya Capital Limited CE BKD372 - active, 2 staff Wing Fung Forex Limited CE ARI401 - active Goldin Equities Limited CE AFY561 - active Grit Securities Limited CE AGG663 - active, 6 staff Wansom Securities (Hong Kong) Limited CE BMR590 - active Joincap Capital Limited CE ABF735 - active, 4 staff HS Securities Limited CE BLY071 - active Smart Grandly Asset Management Limited CE BEL573 - active, 5 staff Global China Corporate Finance Limited CE AGL251 - active Get Nice Capital Limited CE AGL252 - active, 4 staff United Securities Limited CE AFP229 - active Get Nice Asset Management Limited CE AFP245 - active, 6 staff AMS Capital Limited CE ACF955 - active Shinco Capital Limited CE BGK394 - active Guochuang Securities Financial Holding Group Co., Limited CE AHF685 - active, 5 staff M Securities Limited CE AMO247 - active Global International Advisory (H.K.) Limited CE ALF609 - active Gain Miles Financial Planning Consultants Limited CE ALI559 - active, 9 staff Still Water Capital Management Limited CE BFJ113 - active, 4 staff Gain Miles Assurance Consultants Limited CE AFG262 - active Goodcape Securities Limited CE ALQ256 - active Generali Investments Asia Limited CE AME383 - active Grand Capital Asia Limited CE AQQ190 - active Guggenheim Securities (Hong Kong) Limited CE ARO506 - active GLG Partners Hong Kong Limited CE AVV378 - active GETCO Asia (Hong Kong) Limited CE AXE988 - active Golden Mountain Financial Limited CE AYI978 - active, 4 staff Golden Mountain Asset Management Limited CE BOU580 - active, 2 staff Greenhill & Co. Asia Limited CE AZQ613 - active, 7 staff Templewater Hong Kong Limited CE AFT069 - active, 23 staff Gradient Trading Hong Kong Limited CE BBZ354 - active Global Prime Partners (Asia) Limited CE BDO930 - active, 4 staff Goldhorse Capital Management (HK) Limited CE BDR769 - active, 18 staff East Asia Futures Limited CE AAE975 - active, 27 staff TANGSHANG SECURITIES LIMITED CE BML135 - active TANGSHANG FUTURES LIMITED CE BNQ804 - active Guoyuan Capital (Hong Kong) Limited CE BDV271 - active, 21 staff Guoyuan Asset Management (Hong Kong) Limited CE APW197 - active, 8 staff Messis Capital Limited CE AHH635 - active, 4 staff GROW Asset Management (HK) Limited CE BEH811 - active, 5 staff Penjing Asset Management (HK) Limited CE ALN651 - active Goldman Sachs Asia Bank Limited CE BEJ069 - active Guotai Global Investments Limited CE BEL572 - active, 14 staff GaoTeng Global Asset Management Limited CE BFC246 - active, 25 staff OSL Asset Management Limited CE BTF661 - active, 4 staff Zhongrong International Capital Management Limited CE BEJ193 - active Xin Yongan International Securities Company Limited CE BNB381 - active, 29 staff China Xin Yongan Futures Company Limited CE AOJ411 - active, 27 staff Xin Yongan International Asset Management Company Limited CE BNC838 - active, 19 staff LINGJUN CAPITAL (HONG KONG) LIMITED CE BQH901 - active, 3 staff ICBC Asset Management (Global) Company Limited CE AAY077 - active, 24 staff GPB Financial Services Hong Kong Limited CE BFN833 - active, 9 staff Gary Cheng Securities Limited CE BGB334 - active, 10 staff GCG Asset Management Limited CE BRH966 - active, 3 staff Seazen Resources Futures Limited CE BBG423 - active Seazen Resources Securities Limited CE BFD379 - active, 3 staff Tiffit Securities (Hong Kong) Limited CE AGL042 - active Polaris Capital (Asia) Limited CE AGB139 - active M&F Asset Management Limited CE AAD002 - active, 5 staff Goldstream Securities Limited CE BGP802 - active, 6 staff Goldstream Capital Management Limited CE AYU472 - active, 7 staff OCI Asset Management Company Limited CE BME171 - active, 8 staff Golden Lake Capital Limited CE BGX710 - active, 3 staff Homily Worldwide Securities Company Limited CE BOC087 - active, 2 staff Midas Securities Limited CE BIK715 - active, 4 staff LERTHAI Securities (Hong Kong) Limited CE BHH382 - active HK Noble Sky Treasure Securities Limited CE BAP743 - active LERTHAI Asset Management Limited CE BFW987 - active Grand Partners Securities Limited CE BIC291 - active, 3 staff Grand Partners Investment Consultants Limited CE BGL295 - active, 3 staff Grand Partners Asset Management Limited CE ABL276 - active, 2 staff Grand View Securities Limited CE BIG377 - active Giraffe Capital Limited CE BIM668 - active, 5 staff Global Mastermind Securities Limited CE BIO067 - active, 8 staff Nuada Limited CE AJE161 - active, 2 staff GLOBAL MASTERMIND FUTURES LIMITED CE BLF848 - active Global Mastermind Asset Management Limited CE BIH206 - active Globe Capital Asset Management Limited CE BJB919 - active Granville Financial Services Company Limited CE BJH949 - active Grand Rich Securities Limited CE BJM462 - active Global Credit Securities (Hong Kong) Limited CE BJO499 - active GCINT Limited CE BJX588 - active GBR Capital Limited CE BLF650 - active, 4 staff Global Investment Strategy HK Limited CE BLJ168 - active, 3 staff GSA Capital Partners (Hong Kong) Limited CE BLO675 - active Gamma Securities Limited CE BLY061 - active, 4 staff Gen2 Partners Limited CE ARN829 - active, 4 staff GoldBlackBlue Investment Limited CE BMX556 - active GLY CAPITAL MANAGEMENT LIMITED CE BNG966 - active, 3 staff Shanggu Asset Management (Asia) Limited CE BJD133 - active, 32 staff Bay Area Capital Partners Limited CE BRH248 - active, 3 staff Golden Eagle Brokerage Limited CE BNJ356 - active, 4 staff Waton Securities International Limited CE AAK004 - active, 9 staff Hongkong Bay Securities Limited CE AFA715 - active Hongkong Bay Asset Management Limited CE AYJ929 - active Midland Wealth Management Limited CE AOD613 - active, 14 staff GLAM Capital Limited CE BNR298 - active, 3 staff Seazen Resources Asset Management Limited CE BDW782 - active, 3 staff Golden Asset Management Co., Limited CE BNU616 - active, 3 staff JA Securities Limited CE BQW089 - active, 7 staff 1Spread Brokerage Limited CE AGE540 - active Green Harmony Securities Limited CE BNZ903 - active, 2 staff Green Harmony Capital Limited CE BNZ948 - active, 4 staff GRT Capital Management Limited CE BBT933 - active, 6 staff Gateway Private Markets (HK) Limited CE BOF598 - active, 5 staff Grandbay Securities Limited CE BOI491 - active Glory Profit Capital Limited CE BOP062 - active, 2 staff Broadway Wealth Management Limited CE AED742 - active Going Securities Limited CE BPS863 - active, 6 staff Lindale Capital Limited CE BMV618 - active, 5 staff Well Link International Securities Limited CE ACH191 - active, 5 staff Gulf Line Capital Advisors Limited CE BEV937 - active, 6 staff Tianlong Securities Co., Limited CE BPN732 - active, 4 staff Tongjin Securities Limited CE BOU553 - active First Quarter Moon Asset Management Limited CE BRF506 - active, 3 staff Guangdong Capital Securities Limited CE BRD434 - active, 3 staff Metro Capital Futures Limited CE AAJ433 - active Global West Securities (Hong Kong) Limited CE BRR533 - active, 6 staff Honor Securities (HK) Limited CE BHJ191 - active Tiger Securities Asset Management Company Limited CE ANP612 - active, 6 staff Kirin Securities Limited CE BJB225 - active Great Bay Partners Asia Company Limited CE BRS505 - active, 2 staff Golden Continent Securities Co., Limited CE BTE509 - active, 11 staff Golden Continent Asset Management Co., Limited CE BTE516 - active, 10 staff Feifan Asset Management Co., Limited CE BOP601 - active Gee Hi International Securities (Hong Kong) Limited CE BTO330 - active, 8 staff Gemstone Capital Management Limited CE BTQ839 - active, 4 staff Green Court Capital Management Limited CE BIC862 - active, 13 staff GPTX Investment Management Limited CE BTV456 - active, 12 staff SunPlus Capital Limited CE BMH738 - active, 2 staff Deutsche Futures Hong Kong Limited CE ABM626 - active Ovata Capital Management Limited CE BJP820 - active, 22 staff Gentech Capital (Hong Kong) Limited CE BUI541 - active, 8 staff Solo Securities Limited CE BGX296 - active, 16 staff Solo Futures Limited CE BGX460 - active, 14 staff Golub Capital Hong Kong Limited CE BUZ132 - active, 5 staff Grand Hudson Investment Management (HK) Company Limited CE BVH942 - active, 4 staff Tengard Fund Management Limited CE AZB535 - active, 8 staff Merdeka Securities Limited CE AGV419 - active Ginkgo Capital Co., Limited CE BQV674 - active, 2 staff Merdeka Investment Management Limited CE AYP338 - active, 4 staff Kingdom Investment Managers Limited CE ARI208 - active, 2 staff Ethk Funds Limited CE ALC006 - active, 1 staff GTN Hong Kong Financial Services Limited CE BVW630 - active, 7 staff Saxo Capital Markets HK Limited CE AVD061 - active, 1 staff Zhong Yang Securities Limited CE BGT529 - active, 12 staff Zhong Yang Capital Limited CE BLG119 - active, 5 staff Guolian Securities International Asset Management Co., Limited CE BPX917 - active, 7 staff Hongkong and Shanghai Banking Corporation Limited, The CE AAA523 - active Ho Fung Shares Investment Company CE AAA645 - active Hang Tai Securities Limited CE AAD035 - active, 9 staff Tung Tai Securities Company Limited CE AAU638 - active, 4 staff LY Capital Limited CE BBT182 - active, 2 staff SSC Mandarin Financial Services Limited CE AEX551 - active JINSHI ASSET MANAGEMENT LIMITED CE BVI084 - active, 3 staff State Fortune Capital Management Limited CE AYM670 - active, 4 staff Vantum Securities and Futures Limited CE AEO166 - active, 4 staff Henyep Securities Limited CE AAD534 - active, 2 staff Stockwell Commodities Limited CE AAJ019 - active Hong Kong Wan Kiu Investment Company CE AAF787 - active Hang Seng Securities Limited CE AAH273 - active, 21 staff Hang Seng Futures Limited CE AAI119 - active