Daiwa Securities SMBC (Asia) Limited
大和証券盛民博昌(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daiwa Securities SMBC (Asia) Limited (大和証券盛民博昌(亞洲)有限公司), CE reference AAW075. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2005-06-09 |
| Type 4 — Advising on securities | present | 2005-01-25 |
| Type 6 — Advising on corporate finance | present | 2005-01-25 |
| Type 9 — Asset management | present | 2005-01-25 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||