Dayton Way Financial (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dayton Way Financial (HK) Limited ( ), a Hong Kong-based licensed corporation with CE reference AXG090. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2012-02-14.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2012-02-14 | 2014-10-24 |
| Type 4 — Advising on securities | 2012-02-14 | 2014-10-24 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Stanford Hor | RO 1, 4 | 2012-02 | 2013-02 |
| Boon Cheong Oh 胡文漳 | RO 1, 4 | 2012-04 | 2013-10 |
| David Henty Sutton | RO 1, 4 | 2012-02 | 2013-10 |
Showing 1–3 of 3