Peak Capital Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peak Capital Limited, CE reference AKY982. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 6.
Registered address
12B Shun Ho Tower, 24-30 Ice House Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2009-11-03 | present |
| Type 4 — Advising on securities | 2004-10-28 | present |
| Type 9 — Asset management | 2015-10-14 | present |
| Type 9 — Asset management | 2004-10-28 | 2013-07-24 |
Licensed staff (6)
As of
| Name | Activities | Since |
|---|---|---|
| Patrick Francis J. Brothers | RO 1, 4, 9 | 2019-02 |
| Katherine Miu Shan Ko 高妙珊 | RO 1, 4 Rep 9 | 2020-04 |
| Simon Powell | RO 1, 4, 9 | 2015-10 |
| Roger Sewell Bacon | Rep 1, 4, 9 | 2025-07 |
| Paul Henry Smith | Rep 1, 4, 9 | 2020-12 |
| Timothy David Stiles | Rep 1, 4 | 2025-12 |
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