CII Advisory Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CII Advisory Limited ( ), a Hong Kong-based licensed corporation with CE reference BQT820. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 4). Earliest licence on file: 2021-07-05.
Registered address
Unit 1506, 15/F, 308 Central Des Voeux, Des Voeux Road, Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2021-07-05 | present |
| Type 4 - Advising on securities | 2021-07-05 | present |
| Type 9 - Asset management | 2021-07-05 | present |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wenhan Liu 劉文翰 | RO 1, 4, 9 | 2021-07 | Present |
| Samir Shumshere Thapa | RO 1, 4, 9 | 2021-07 | Present |
| Zhixin Xu 許志欣 | Rep 1, 4, 9 | 2021-09 | Present |
| Weixin Zhan 詹偉信 | Rep 1, 4, 9 | 2021-09 | 2022-06 |
Showing 1–4 of 4
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