Thomas Global Financial Services Limited
石匠環球金服有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Global Financial Services Limited (石匠環球金服有限公司), a Hong Kong-based licensed corporation with CE reference ADN237. Current licensed staff on file: 0 (total recorded over time: 24).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2024-02-09 |
| Type 4 - Advising on securities | Pre-2003 | 2005-01-18 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-18 |
| Type 9 - Asset management | Pre-2003 | 2005-01-18 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (24)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Maat Sheung Chiu Lam 林襄潮 | RO 1 | 2019-06 | 2021-05 |
| Ka Yee Chong 莊嘉誼 | RO 1 | 2016-12 | 2020-07 |
| Nick Chi Yuen Tang 鄧智遠 | RO 1 | 2019-04 | 2019-07 |
| Chi Hang Lui 呂志恒 | Rep 1 | 2018-03 | 2019-06 |
| Na Yi 伊娜 | Rep 1 | 2018-04 | 2019-04 |
| Geng Yang 楊賡 | Rep 1 | 2018-03 | 2019-03 |
| Man Kuk Cheung 張文谷 | RO 1 | 2018-06 | 2019-03 |
| Andrew Hei Ming Tong 唐熹明 | RO 1 | 2018-07 | 2019-03 |
| Kin Kei Tam 譚健基 | Rep 1 | 2017-03 | 2018-09 |
| Chi Ming Leung 梁志明 | RO 1 | 2016-12 | 2018-07 |
| Lawrence Kai Lo 盧騏 | Rep 1 | 2018-03 | 2018-05 |
| Kwai Chun Lai 黎桂珍 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2018-02 |
| Shu Fan Yeung 楊樹勳 | RO 1 Rep 1 | 2016-11 | 2017-11 |
| Siu Leung Wong 黃紹良 | RO 1 | 2016-12 | 2017-06 |
| William Ying Kit Wong 黃英傑 | RO 1 | 2015-12 | 2016-12 |
| Hong Hai Pun 潘康海 | RO 1 | 2016-08 | 2016-09 |
| Shu Kay Chow 周樹基 | RO 1 | 2015-01 | 2015-10 |
| Wai Chi Esmond Chan 陳偉智 | RO 1 Rep 1 | 2010-10 | 2014-11 |
| Cho Yan Hung 洪祖恩 | RO 1 | 2012-03 | 2014-06 |
| Yuk Fan Hung 熊玉芬 | RO 1 | 2011-07 | 2011-10 |
| Hung Ling Chan 陳洪齡 | RO 1 | 2010-08 | 2011-07 |
| Howard Yum Shing Liang 梁欽聖 | RO 1 | 2009-11 | 2010-08 |
| Thomas Ting Sen Liang 梁挺生 | RO 1, 4, 6, 9 | Pre-2003 | 2009-09 |
| Hoi Yin Lo 勞海燕 | RO 1 Rep 1 | 2004-12 | 2006-03 |
Showing 1–24 of 24