Dah Sing Securities Limited
大新證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dah Sing Securities Limited (大新證券有限公司), CE reference AFM972. Currently licensed for regulated activity type(s) 1. Current licensed staff on file: 10.
Registered address
Service Quality Department, Dah Sing Bank, Limited, G.P.O. Box 333
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2004-11-26 |
| Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Type 7 — Providing automated trading services | present | 2004-11-26 |
| Type 9 — Asset management | present | 2004-11-26 |
Licensed staff (10)
As of
| Name | Activities | Since |
|---|---|---|
| Cliff Wai Kin Chan 陳維堅 | RO 1 | 2017-01 |
| Yu Chung Cheng 鄭羽冲 | RO 1 | 2011-11 |
| Phoebe Mei Chun Wong 王美珍 | RO 1 | 2013-12 |
| Ho Tong Chan 陳浩棠 | Rep 1 | 2021-10 |
| Shun Sang Lam 林巽生 | Rep 1 | 2008-07 |
| Kui Wa Li 李鉅華 | Rep 1 | 2018-09 |
| Alex Wing Chuen Tang 鄧永泉 | Rep 1 | 2010-07 |
| Chi Chuen Tsoi 蔡志泉 | Rep 1 | 2008-02 |
| Chun Kit Wong 黃俊傑 | Rep 1 | 2011-12 |
| Yuen Fai Wong 黃元輝 | Rep 1 | 2023-05 |
Showing 1–10 of 10