Guosen Securities (HK) Asset Management Company Limited

國信證券(香港)資產管理有限公司
CE No. AUX572 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guosen Securities (HK) Asset Management Company Limited (國信證券(香港)資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AUX572. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 15 (total recorded over time: 86). Earliest licence on file: 2010-06-29.

Category:
Buyside · Asset management
Registered address:
Suites 3207-3212 on Level 32, One Pacific Place, 88 Queensway
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2011-10-28 present
Type 4 - Advising on securities 2010-06-29 present
Type 9 - Asset management 2010-06-29 present
Type 5 - Advising on futures contracts 2011-10-28 2014-10-31

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (86)

Active on date
Name Activities First licensed To
Peishan Bai 白培善 RO 1, 4, 9 Rep 1, 4, 9 2017-02 Present
Kai Tin Lam 林佳典 RO 1, 4, 9 Rep 1, 4, 9 2022-09 Present
Jiping Lu 盧紀平 RO 1, 4, 9 Rep 1, 4, 9 2016-07 Present
Yinan Xiao 肖一楠 RO 1, 4, 9 Rep 1, 4, 9 2013-05 Present
Jingjing Yu 余晶晶 RO 1, 4, 9 Rep 1, 4, 9 2018-09 Present
Mingming Deng 邓明明 Rep 1, 4, 9 2026-06 Present
Youyi Huo 霍尤一 Rep 1, 4, 9 2023-01 Present
Qinyi Li 李沁颐 Rep 1, 4, 9 2026-05 Present
Xun Liang 梁珣 Rep 1, 4, 9 2021-07 Present
Yanlin Mi 米彥霖 Rep 1, 4, 9 2024-07 Present
Xiaolin Qiu 邱曉琳 Rep 1, 4, 9 2022-04 Present
Ying Song 宋颖 Rep 1, 4, 9 2021-05 Present
Xianle Xiao 肖先樂 Rep 1, 4, 9 2026-08 Present
Yiwen Yang 楊禕雯 Rep 1, 4, 9 2026-05 Present
Huanjie Zhou 周煥杰 Rep 1, 4, 9 2021-04 Present
Yaru Yang 楊雅汝 Rep 1, 4, 9 2019-12 2026-06
Chun Lian 廉春 Rep 1, 4, 9 2024-07 2025-04
Zhi Tang 唐志 RO 1, 4, 9 Rep 1, 4, 9 2017-03 2025-01
Cuiping Lu 陸翠萍 Rep 1, 4, 9 2022-11 2024-08
Yuhan Lou 婁宇涵 Rep 1, 4, 9 2021-05 2023-01
Lin Qiu 邱琳 Rep 1, 4, 9 2020-09 2022-08
Yanhu Chen 陳彥虎 Rep 1, 4, 9 2021-05 2022-06
Liuxiao Li 李柳晓 Rep 1, 4, 9 2021-06 2022-04
Han Zhang 張菡 Rep 1, 4, 9 2019-12 2022-03
Dengke Pan 潘登科 Rep 1, 4, 9 2017-12 2021-12
Liting Xiong 熊力頲 RO 1, 4, 5, 9 Rep 4, 9 2011-01 2021-12
Cong Tian 田聰 Rep 1, 4, 9 2015-07 2021-05
Yili Bao 包宜立 Rep 1, 4, 9 2020-08 2021-04
Xinyi Huang 黃欣怡 Rep 1, 4, 9 2016-09 2021-03
Junyi Ma 馬君怡 Rep 1, 4, 9 2018-09 2021-02
Lingfeng Xu 徐凌峰 RO 1, 4, 5, 9 Rep 1, 4, 9 2012-02 2020-10
Shaoting Zheng 鄭少婷 Rep 1, 4, 9 2019-06 2020-04
Linwei He 何林偉 Rep 1, 4, 9 2018-10 2019-11
Yi Lan Kong 孔依藍 Rep 1, 4, 9 2018-07 2019-07
Peng Ge 葛芃 Rep 1, 4, 9 2018-10 2019-01
Xiaoxia Bi 畢曉夏 Rep 1, 4, 9 2017-01 2018-09
Ting Song 宋婷 Rep 1, 4 2017-01 2018-09
Yilong Wu 吳一龍 Rep 1, 4, 9 2018-07 2018-09
Deyin Yao 姚德印 Rep 1, 4, 9 2017-07 2018-08
Shuo Xiong 熊碩 Rep 4, 9 2018-05 2018-06
Zengying Tan 譚曾盈 Rep 1, 4 2017-05 2018-04
Jian Liu 劉見 Rep 1, 4, 9 2015-11 2017-11
Jiannan Sun 孫劍楠 Rep 1, 4, 9 2017-03 2017-11
Jie Luan 栾杰 Rep 1, 4, 9 2015-11 2017-09
Liang Liu 劉亮 Rep 1, 4, 9 2015-09 2017-06
Chau Mo Kwok 郭周武 Rep 4, 5, 9 2012-04 2017-05
Jincheng Zhang 張錦成 Rep 1, 4, 9 2015-05 2017-02
Leung Kwing Tong 唐良炯 RO 1, 4, 9 Rep 1, 4, 9 2015-07 2016-09
Sisi Liu 劉思思 Rep 1, 4 2015-12 2016-08
Xuan Liu 劉璇 Rep 1, 4, 9 2015-03 2016-08
Yun Fung Wong 黃潤楓 Rep 1, 4 2016-05 2016-07
Christy Cheuk Ki Chan 陳卓琦 Rep 1, 4, 9 2016-02 2016-05
Xuan Xiao 肖旋 Rep 1, 4, 9 2015-10 2015-12
Lai Wang 王來 Rep 1, 4, 9 2014-12 2015-11
Juan Wu 吳娟 Rep 1, 4, 9 2015-02 2015-10
Yiqi Yu 俞一騏 Rep 1, 4, 9 2013-03 2015-07
Chak Hung Mak 麥澤鴻 RO 1, 4, 9 Rep 9 2014-01 2015-07
Shouhong Chen 陳守紅 Rep 4, 9 2015-04 2015-05
Qichao Song 宋启超 Rep 9 2012-01 2015-04
Raymond Tse 謝禮文 Rep 9 2014-01 2015-04
Zhenzhen Chen 陳臻臻 Rep 4, 9 2011-11 2015-01
Wing Shuen Ke 柯泳璇 Rep 1, 4, 9 2014-01 2015-01
Jingwei Li 李經緯 Rep 1, 9 2013-04 2014-11
Daniel Pak Wang Li 李柏宏 RO 1, 4, 5, 9 Rep 4, 9 2010-11 2014-10
Zijia Yuan 袁子甲 Rep 9 2011-11 2014-09
Jianxin Yang 楊建新 RO 1, 4, 5, 9 Rep 4, 9 2011-01 2014-01
Pui Yi Chan 陳佩儀 Rep 9 2012-12 2013-08
Chen Chen Rep 4, 9 2011-03 2013-06
Andrew Shu Yan Lee 李樹仁 Rep 4, 9 2011-09 2013-06
Xiaohong Lin 林曉虹 Rep 1 2012-08 2013-04
Sau Lai Fong 方秀麗 Rep 1, 4, 9 2011-11 2013-04
Xinrong Xiang 向新榮 RO 1, 4, 9 2010-06 2012-12
Yongkun Li 李永坤 Rep 4, 9 2011-01 2012-10
Yuhong Jin 金宇紅 RO 1, 4, 9 Rep 4, 9 2012-02 2012-09
Alan Shun Chou 周迅 Rep 1 2012-04 2012-08
Wing Yee Lee 李泳儀 Rep 1, 4, 9 2011-11 2012-08
Ferdinand So 蘇平恩 Rep 1, 4, 9 2011-09 2012-08
Pui Ying To 杜培英 Rep 1 2012-04 2012-08
Kanise Choi Wah Chan 陳再華 RO 1 Rep 4, 9 2010-11 2012-05
Kim Chuan Tew 張金全 Rep 4, 9 2011-11 2012-05
Kwok Chiu Chan 陳國超 Rep 9 2011-06 2012-01
Zhiqiang Wei 魏志強 Rep 4, 9 2011-07 2012-01
Zhuo Tu 涂卓 Rep 9 2011-07 2011-11
Cheung Wai Hung 孔祥偉 Rep 4, 9 2010-08 2011-04
Ronald Hiu Fai Sung 宋曉輝 RO 4, 9 2010-06 2011-01
Yat Chun Lee 李逸俊 Rep 4, 9 2010-07 2010-10
Showing 1–86 of 86

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