Guosen Securities (HK) Asset Management Company Limited
國信證券(香港)資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guosen Securities (HK) Asset Management Company Limited (國信證券(香港)資產管理有限公司), CE reference AUX572. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 12.
Registered address
Suites 3207-3212 on Level 32, One Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2011-10-28 | present |
| Type 4 — Advising on securities | 2010-06-29 | present |
| Type 9 — Asset management | 2010-06-29 | present |
| Type 5 — Advising on futures contracts | 2011-10-28 | 2014-10-31 |
Licensed staff (12)
As of
| Name | Activities | Since |
|---|---|---|
| Peishan Bai 白培善 | RO 1, 4, 9 | 2021-01 |
| Kai Tin Lam 林佳典 | RO 1, 4, 9 | 2024-12 |
| Jiping Lu 盧紀平 | RO 1, 4, 9 | 2016-10 |
| Yinan Xiao 肖一楠 | RO 1, 4, 9 | 2024-08 |
| Jingjing (SFC:BDF565) Yu 余晶晶 | RO 1, 4, 9 | 2023-04 |
| Youyi Huo 霍尤一 | Rep 1, 4, 9 | 2023-01 |
| Xun (SFC:BRJ548) Liang 梁珣 | Rep 1, 4, 9 | 2021-07 |
| Yanlin Mi 米彥霖 | Rep 1, 4, 9 | 2024-07 |
| Xiaolin Qiu 邱曉琳 | Rep 1, 4, 9 | 2022-05 |
| Ying Song 宋颖 | Rep 1, 4, 9 | 2021-05 |
| Yaru Yang 楊雅汝 | Rep 1, 4, 9 | 2021-06 |
| Huanjie Zhou 周煥杰 | Rep 1, 4, 9 | 2021-04 |
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