Daiwa Asset Management (H.K.) Limited
大和投資管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daiwa Asset Management (H.K.) Limited (大和投資管理(香港)有限公司), CE reference AAB361. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2004-11-29 |
| Type 4 — Advising on securities | present | 2023-02-02 |
| Type 5 — Advising on futures contracts | present | 2007-07-12 |
| Type 6 — Advising on corporate finance | present | 2004-11-29 |
| Type 9 — Asset management | present | 2021-06-09 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||