Douglas Gorman Forsyth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Gorman Forsyth ( ), a licensed former licensee with CE reference BAL992. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-13 | 2020-01-17 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-15 | 2018-01-19 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-08 | 2016-01-18 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-01-12 | 2015-01-16 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-09-22 | 2014-09-26 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-01-08 | 2014-02-07 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-01-02 | 2013-02-02 |