Bruce Yaw Huat Kho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Yaw Huat Kho ( ), a licensed former licensee with CE reference AAF908. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Hong Kong Limited | RO | Type 1 — Dealing in securities | 2005-08-19 | 2008-10-18 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | present | 2005-08-19 |
| Allianz Global Investors Hong Kong Limited | RO | Type 4 — Advising on securities | present | 2008-10-18 |
| Allianz Global Investors Hong Kong Limited | RO | Type 6 — Advising on corporate finance | present | 2005-01-31 |
| Allianz Global Investors Hong Kong Limited | RO | Type 9 — Asset management | present | 2008-10-18 |