Derek Kai-Lek Chan
陳紀律
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Kai-Lek Chan (陳紀律), a licensed former licensee with CE reference ADS911. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl Street Advisors Limited |
Rep | Type 9 — Asset management | 2014-07-18 | 2014-07-29 |
| RCM Asia Pacific Limited | Rep | Type 5 — Advising on futures contracts | 2008-04-15 | 2010-07-03 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2007-02-07 | 2010-07-03 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-07 | 2010-07-03 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2004-08-17 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2004-08-17 | 2010-02-08 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-14 | 2004-07-26 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-14 | 2004-07-26 |