Kwan Ho Chan
陳鈞浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ho Chan (陳鈞浩), CE reference APN775. Currently licensed at 1 firm(s): KKR Capital Markets Asia II Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia II Limited |
Rep | Type 1 — Dealing in securities | 2024-06-19 | present |
| KKR Capital Markets Asia II Limited |
Rep | Type 4 — Advising on securities | 2024-06-19 | present |
| KKR Capital Markets Asia Limited | Rep | Type 1 — Dealing in securities | 2023-02-22 | 2024-06-18 |
| KKR Capital Markets Asia Limited | Rep | Type 4 — Advising on securities | 2023-02-22 | 2024-06-18 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2014-06-12 | 2022-12-16 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2014-06-12 | 2022-12-16 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-10 | 2014-06-01 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-10 | 2014-06-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-04-08 | 2012-05-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-04-08 | 2012-05-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-10-25 | 2011-04-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-10-25 | 2011-04-01 |