Lethe Chui Wah Yian
任翠華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lethe Chui Wah Yian (任翠華), CE reference ACT312. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | present |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2009-08-18 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-08-18 | 2010-02-08 |
| RCM Asia Pacific Limited | Rep | Type 2 — Dealing in futures contracts | 2009-08-18 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2009-08-18 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2009-08-18 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2009-08-18 | 2010-02-08 |
| Focus Asset Management Company Limited 丰盈資產管理有限公司 |
RO | Type 9 — Asset management | 2008-04-24 | 2008-12-31 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-01 | 2007-11-16 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2005-02-04 | 2007-11-16 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-04 | 2007-11-16 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2005-02-04 | 2007-11-16 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2005-02-04 | 2007-11-16 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 9 — Asset management | 2005-02-04 | 2007-11-16 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-18 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-18 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-18 |