Lindsey Diane Grubbs
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lindsey Diane Grubbs, a licensed former licensee with CE reference AQN833. This person has 2.1 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-08-29 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | 2008-08-29 | 2010-02-08 |
| RCM Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2008-02-25 | 2010-03-31 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2008-02-25 | 2010-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lindsey Diane Grubbs during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.