Joo Han Adam Phua
潘裕翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joo Han Adam Phua (潘裕翰), a licensed former licensee with CE reference ANW541. This person has 18.8 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-14 | 2026-03-11 |
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-30 | 2022-01-14 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-31 | 2020-12-31 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-31 | 2020-12-31 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2018-10-31 | 2020-12-31 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 1 - Dealing in securities | 2015-12-17 | 2018-10-31 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 4 - Advising on securities | 2015-12-17 | 2018-10-31 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 9 - Asset management | 2015-12-17 | 2018-10-31 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-01 | 2015-12-17 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-01 | 2015-12-17 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2015-06-01 | 2015-12-17 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2011-03-01 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2007-02-07 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2007-02-07 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-08-30 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | 2006-08-30 | 2010-02-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joo Han Adam Phua during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.