Frank Achim Klausfelder
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Achim Klausfelder ( ), a licensed former licensee with CE reference ASL549. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2012-01-03 | 2013-08-01 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2012-01-03 | 2013-08-01 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2012-01-03 | 2013-08-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-06-11 | 2013-08-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2009-06-11 | 2013-08-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2009-06-11 | 2013-08-01 |
| Allianz Global Investors Hong Kong Limited | RO | Type 1 — Dealing in securities | 2009-04-07 | 2009-06-11 |
| Allianz Global Investors Hong Kong Limited | RO | Type 4 — Advising on securities | 2009-04-07 | 2009-06-11 |
| Allianz Global Investors Hong Kong Limited | RO | Type 9 — Asset management | 2009-04-07 | 2009-06-11 |