Frank Achim Klausfelder

CE No. ASL549 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Achim Klausfelder (), a licensed former licensee with CE reference ASL549. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
RCM Asia Pacific Limited Rep Type 1 — Dealing in securities 2012-01-03 2013-08-01
RCM Asia Pacific Limited Rep Type 4 — Advising on securities 2012-01-03 2013-08-01
RCM Asia Pacific Limited Rep Type 9 — Asset management 2012-01-03 2013-08-01
Allianz Global Investors Hong Kong Limited Rep Type 1 — Dealing in securities 2009-06-11 2013-08-01
Allianz Global Investors Hong Kong Limited Rep Type 4 — Advising on securities 2009-06-11 2013-08-01
Allianz Global Investors Hong Kong Limited Rep Type 9 — Asset management 2009-06-11 2013-08-01
Allianz Global Investors Hong Kong Limited RO Type 1 — Dealing in securities 2009-04-07 2009-06-11
Allianz Global Investors Hong Kong Limited RO Type 4 — Advising on securities 2009-04-07 2009-06-11
Allianz Global Investors Hong Kong Limited RO Type 9 — Asset management 2009-04-07 2009-06-11

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