Yuming Pan
潘宇明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuming Pan (潘宇明), CE reference AOQ623. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | present |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2013-07-08 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2013-07-08 | 2015-05-31 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-24 | 2013-06-30 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-11-24 | 2013-06-30 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2010-09-15 | 2010-10-30 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-26 | 2010-10-30 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2007-02-26 | 2010-02-08 |