Wai Yee Chan
陳慧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yee Chan (陳慧儀), a licensed former licensee with CE reference AFP587. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2007-02-07 | 2013-08-31 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2007-02-07 | 2013-08-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-12-14 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2006-10-26 | 2010-02-08 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-25 | 2006-10-22 |