Alison Chui Yin Law
羅翠妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alison Chui Yin Law (羅翠妍), a licensed former licensee with CE reference ACR360. This person has 9.7 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-18 | 2014-09-13 |
| Pyramis Global Advisors (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2011-10-03 | 2013-09-30 |
| Pyramis Global Advisors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-10-13 | 2013-09-30 |
| Pyramis Global Advisors (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-10-13 | 2013-09-30 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2007-02-07 | 2008-09-06 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2007-02-07 | 2008-09-06 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | 2004-10-21 | 2008-09-06 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | 2004-10-21 | 2008-09-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alison Chui Yin Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.