Alison Chui Yin Law
羅翠妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alison Chui Yin Law (羅翠妍), a licensed former licensee with CE reference ACR360. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-18 | 2014-09-13 |
| Pyramis Global Advisors (Hong Kong) Limited |
Rep | Type 5 — Advising on futures contracts | 2011-10-03 | 2013-09-30 |
| Pyramis Global Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2008-10-13 | 2013-09-30 |
| Pyramis Global Advisors (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2008-10-13 | 2013-09-30 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2007-02-07 | 2008-09-06 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-07 | 2008-09-06 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2004-10-21 | 2008-09-06 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2004-10-21 | 2008-09-06 |