Sang Won Kim
金相沅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Won Kim (金相沅), a licensed former licensee with CE reference APA285. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2010-09-15 | 2014-03-01 |
| RCM Asia Pacific Limited | Rep | Type 5 — Advising on futures contracts | 2007-05-29 | 2014-03-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 5 — Advising on futures contracts | 2007-05-29 | 2007-06-28 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-05-29 | 2014-03-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2007-05-29 | 2010-02-08 |