Tze Ling Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Ling Yu (余子玲), a licensed Responsible Officer with CE reference ADT381. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.3 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 4 - Advising on securities | 2015-06-01 | present |
| Allianz Global Investors Hong Kong Limited | RO | Type 1 - Dealing in securities | 2014-01-07 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | RO | Type 4 - Advising on securities | 2014-01-07 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-06-10 | 2014-01-07 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | 2011-06-10 | 2014-01-07 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-13 | 2011-05-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2004-01-13 | 2011-05-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2004-01-13 | 2005-03-22 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-13 | 2005-03-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tze Ling Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.