William Kent Rossiter II
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Kent Rossiter II, a licensed Responsible Officer with CE reference ACO709. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 19.9 years of SFC licence history. Total licence records on file: 12.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 4 - Advising on securities | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 5 - Advising on futures contracts | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 9 - Asset management | 2015-06-01 | present |
| RCM Asia Pacific Limited | RO | Type 1 - Dealing in securities | 2007-01-12 | 2015-05-31 |
| RCM Asia Pacific Limited | RO | Type 2 - Dealing in futures contracts | 2007-01-12 | 2015-05-31 |
| RCM Asia Pacific Limited | RO | Type 4 - Advising on securities | 2007-01-12 | 2015-05-31 |
| RCM Asia Pacific Limited | RO | Type 5 - Advising on futures contracts | 2007-01-12 | 2015-05-31 |
| RCM Asia Pacific Limited | RO | Type 9 - Asset management | 2007-01-12 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-09-20 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | 2006-09-20 | 2010-02-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Kent Rossiter II during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.