Charles Kwai Chuen Ma
馬桂銓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Kwai Chuen Ma (馬桂銓), CE reference AFL217. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | present |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-07-12 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2011-07-12 | 2015-05-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-08 | 2011-06-07 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-08 | 2011-06-07 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-27 | 2007-04-16 |