Victoria Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victoria Tam, CE reference AME416. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | present |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2007-07-26 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-07-26 | 2010-02-08 |
| RCM Asia Pacific Limited | Rep | Type 2 — Dealing in futures contracts | 2007-07-26 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-07-26 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2007-07-26 | 2010-02-08 |
| Qi Capital (HK) Limited |
Rep | Type 4 — Advising on securities | 2005-08-25 | 2007-06-30 |
| Qi Capital (HK) Limited |
Rep | Type 9 — Asset management | 2005-08-25 | 2007-06-30 |