Helen Yee Kwan Lam
林綺君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Yee Kwan Lam (林綺君), a licensed former licensee with CE reference AFD037. This person has 21.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2023-05-23 | 2024-12-20 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 9 - Asset management | 2017-10-03 | 2023-05-23 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-01 | 2024-12-20 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-06-01 | 2024-12-20 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2015-06-01 | 2017-10-03 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2010-09-15 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 5 - Advising on futures contracts | 2007-02-07 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2007-02-07 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-03 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2007-04-12 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-03 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2010-02-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Helen Yee Kwan Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.