Louisa Wai Han Lee
李慧嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louisa Wai Han Lee (李慧嫻), CE reference AMI284. Currently licensed at 1 firm(s): BOCI-Prudential Asset Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-27 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-27 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-27 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-03 | 2012-07-06 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-11-03 | 2012-07-06 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2007-02-07 | 2010-07-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-07 | 2010-07-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2005-09-22 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2005-09-22 | 2010-02-08 |